Instructions for completing the certification
Appendix A – Certification Regarding Correspondent Accounts For Foreign Banks – Must be completed if the original Certification provided was a different version of the Certification enclod in this packet. If you have a global certification (one certification for all accounts your institution maintains at any U.S. covered financial institution) and maintain this certification on your website or have posted your Certification with Bankers Almanac, you need only provide us with the link.
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1.Section B
a.The first box allows you to fill out one certification for all accounts your institution maintains at any U.S. covered financial institution.
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b.The cond box requires that you identify a specific U.S. covered financial institution and only that institution can rely on the certification.
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2.Section C – Physical Prence – you must include the full physical address (no . Boxes), country and Banking Authority for each location you wish to cover with the Certification. Completing multiple pages with Section C or using the attached location/branch listing can accomplish this.
3.Section D – Indirect U of Correspondent Accounts – this box must be checked as confirmation/certification that you will not u any accounts with us to directly or indirectly provide financial rvices to a shell bank.
4.Section E – Ownership Information – you must choo one of the boxes indicated. If neither 1 nor 2 apply, you must check box 3. If none of the owners meet the definition as indicated in this ction, plea mark as N/A or nil.
5.Section F – Process Agent – you must indicate a U.S. person or entity designated to accept legal rvice in the U.S. on your institution’s behalf.
6.Section G – General – plea read, complete and sign as indicated on the form
Plea review the completed Certification prior to nding. The Certification must be fully completed in order for us to accept and approve. All necessary boxes must be checked and a . Process Agent must be designated on all Certifications.
We strongly recommend that you provide us with a single certification that covers all the . Covered Financial Institutions in the JPMorgan Cha family. This means providing us with an Appendix A that has the first box under Section B marked.
APPENDIX A TO SUBPART I OF PART 103 –
CERTIFICATION REGARDING CORRESPONDENT ACCOUNTS
FOR FOREIGN BANKS
如何打印准考证
[OMB Control Number 1505-0184]
The information contained in this Certification is sought pursuant to Sections 5318(j)
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and 5318(k) of Title 31 of the United States Code, as added by ctions 313 and 319(b) of the
USA PATRIOT Act of 2001 (Public Law 107-56).
This Certification should be completed by any foreign bank that maintains a correspondent
accounthiroshima with any . bank or U.S. broker-dealer in curities (a covered financial institution
as defined in 31 C.. (f)). An entity that is not a foreign bank is not required to
complete this Certification.
A foreign bank is a bank organized under foreign law and located outside of the United States
(e definition at 31 C.. (o)). A bankamber alert includes offices, branches, and agencies of
commercial banks or trust companies, private banks, national banks, thrift institutions, credit
unions, and other organizations chartered under banking laws and supervid by banking
supervisors of any state (e definition at 31 C.. (c)).*
北京小学招生简章A Correspondent Account for a foreign bank is any account to receive deposits from, make
六级考试时间12月payments or other disburments on behalf of a foreign bank, or handle other financial
transactions related to the foreign bank.
Special instruction for foreign branches of U.S. banks: A branch or office of a . bank outside
the United States is a foreign bank. Such a branch or office is not required to complete this
Certification with respect to Correspondent Accounts with U.S. branches and offices of the same
. bank.
Special instruction for covering multiple branches on a single Certification: A foreign bank may complete one Certification for its branches and offices outside the United States. The
Certification must list all of the branches and offices that are covered and must include the
information required in Part C for each branch or office that maintains a Correspondent Account
with a Covered Financial Institution. U attachment sheets as necessary.
