（情绪管理方法）尽职调查IOOC
（情绪管理方法）尽职调查IOOC
INFORMATION AND DOCUMENTATION REQUIRED
资料要求清单
Comments
注明
The list below is the information necessary for the due diligence work. The objective of the list is to make sure that our team can smoothly start its due diligence work according to the date noted on engagement. It is possible that the list doesn’t cover all the information we needed in our work. So, we would ask for other information not included in the list.
以下清单列明在对贵公司进行财务评阅之所需资料，此清单之目的是为了确保有足够的资料使得评阅小组能够在业务约定书约定之开始工作日期顺利开展工作。
The following list maybe not includes all documents and information we needed, so additional information will be required to provide during our financial due diligence. 清单所列之资料可能未有全面概括所需资料，因此在评阅过程中可能会提出获取附件中未列出的资料。
1Related legal materials
有关法定资料
1.1Organization chart (including investors, investors’holding company,
subsidiaries and etc.) and list the legal name of the companies;
公司组织结构图(包括该公司之投资者、投资者之母公司、公司的子
qq批量删好友公司等)并列出该些公司之法定名称；
1.2Organization chart of the management and organization structure;
公司管理层组织结构图和组织机构情况；
1.3Business licen issued by SAIC;
国家工商管理局发出的营业执照；
1.4Joint venture agreement and contract, articles of association, import and export
licen and other related documents; (if any)
公司合同、章程、进出口许可证(或其他经营性之许可证)及其他相关文件；（如有）
1.5Minutes of Board and S hareholders’ meetings;
股东会议及董事局会议之会议记录；
1.6Foreign exchange registration certificate; (if any)
外汇登记证；（如有）
1.7Insurance contracts (Fixed asts, Employees and others);
保险合同(固定资产、劳工及其他)；
2HR related information
人事相关资料
2.1Staff compensation and benefits and compensation available to employees;
贵公司的员工薪酬及福利制度；
激励自己奋斗的话
2.2Headcount of each functional department and workshop;
各车间及职能部门2006年度平均人数；
2.3Social curities commitment (whether in written or oral ), if any;
请提供社会保险的相关承诺（书面或口头形式），如有；
3General operation英语中的代词
业务之概况
3.1General description and business plan of the Company;
概述贵公司之一般业务性质及商业计划
3.2Details of its main equipment including the date of acquisition, date of putting
into u and any possible improvement project;
贵公司经营场所之主要设施，设备之详情、购买及投入使用之年份及改良计划；
3.3The flowchart of the Company’s business;
贵公司营运流程图；
3.4The detailed information of the development of the Company;
贵公司的发展之详细资料；
3.5Appraisals and due diligence reports prepared by other external parties, if any;
贵公司由其他外部机构出具之评估报告或尽职调查报告，如有请提供；
4Important contract
重要合约
安全投入
Plea provide the copies of important contract. For examples:
请提供所有重要合约的副本。例如：
4.1Main suppliers contracts;
与主要供应商之合约；
4.2Main sales contracts;
主要的销售合同；
4.3Loan agreement;设计外包
借款合同；
4.4Seniors management’s contracts;手工贴画
高级管理人员雇佣合同；
4.5Construction contracts;
工程合约；
4.6Assurance agreements;
电脑截图保存在哪担保合约；
4.7Loan contracts which are valid for the period under review;
审阅期间尚未清偿之贷款合约；
4.8Asts pledge agreements;
资产抵押合约；
4.9Other important contracts;
其他有重大影响之合同；
5General financial materials
一般财务资料
5.1Accounting policy (for most major items on the financial statement);
贵公司的主要会计政策 (财务报表的各主要项目)；
5.2Detailed summary of your accounting and management reporting systems;
月井读什么贵公司会计及报表系统的详细说明；
5.3Audit report and management letter from statutory auditors;
法定审计师提供的审计报告和管理建议书；
5.4Provide balance sheets as at YTD February and March 2006
提供截至2006年最近日期(2月底及3月底)的资产负债表；
5.5Provide account ledger for the above mentioned period;
提供截至2006年最近日期(2月底及3月底)的科目余额表；
5.6Provide the trial balance as of YTD February and March 2006
提供截至2006年最近日期(2月底及3月底)之试算平衡表；
5.7Provide the details of risk management。
提供公司有关风险管理的详情。
6Land, buildings and equipment
土地、房屋及设备
6.1List of the land u right owned by the Company, plea describe the location,
area of the land, the ownership of the land and the ownership of any buildings, factories and other equipment on the land;
有关所拥有之土地使用权，请列出该地之位置、面积、拥有该土地使用权之公司名称及该土地工厂或其他设施之业权；
6.2The nature of the lands the Company is using and the method the Company got
this using right;
拥有土地之性质(如土地使用权)及取得该拥有权之方法；
6.3The nature of the lands the Company is using and the method the Company got
this using right;
土地使用证、土地批文或免地价之批文之副本；
6.4Land u contracts;
土地使用合同；
6.5Land transfer contracts;
土地转让合同；
6.6Land lea contracts;
土地租赁合同；
6.7Property ownership certificates;
房屋之房产证；
6.8Asts appraisal report;
贵公司的资产评估报告；
6.9Asts appraisal report;
所有租赁协议之副本；
7Balance sheet items
资产负债表
Plea provide the information for the year ended YTD Feb and Mar 2006.
