个人租房协议书合同
打篮球的英文Hedge fund marketing by broker-dealers questions and comments in respon to recent developments 期刊名称： Journal of Investment Compliance
作者： Butowsky, Michael R.,Gibbons, Michele L.
年份： 2003年
期号： 第3期
荔浦芋头的功效与作用>掌跖脓疱病治疗关键词： Financial institutions;Investment圆字笔顺
爱或不爱funds;Investments;Investments;Investors
摘要：This article discuss the implications of heightened regulatory attention
to hedge funds by focusing on the practical questions that are on the minds of
我的妈妈是我的宠物many in the hedge fund industry and, possibly, even in the thoughts of the regulators themlves. The primary regulatory condition relevant to the offer and sale of interests in hedge funds is the prohibition
on general solicitation or general advertising by the sponsor of the hedge fund. Under NASD rules, brokers must (1) provide balanced disclosures in their promotional efforts; (2) perform reasonable-basis suitability determinations; (3) perform customer-specific suitability determinations; (4) supervi associated persons lling hedge funds and funds of hedge funds; and (5) train associated persons regarding the features, risks, and suitability of hedge funds and funds 千方百计
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