CFA 级培训项目CFA一级培训项目
Ethics
讲师：***
金程教育资深培训师
北京深圳
地点：■上海□北京□深圳
章嘉艺
工作职称：执业律师、中国注册会计师（CPA）、美国特许金融分析师协会（CFA）二级候选人。上海虹桥正瀚律师事务所商业诉讼部资深律师、金程国际金融专修学院首席法律专家、
肆大会计培训中心法律教学总监。
肆大会计培训中心法律教学总监
教育背景：华东政法大学学士
工作背景：曾任职于某会计师事务所从事审计工作、曾任职于锦天城律师事务所从事非诉讼曾任职于某会计师事务所从事审计工作曾任职于锦天城律师事务所业务参与多家上市公司的企业重组及并购业务、任职上海虹桥正瀚律师事务所参与承办大量
案件如私募股权投资、金融衍生品、银行、信托、保理、税务等诉讼及仲裁案件（累计办案
标的超过人民币50亿元），在经济、财税等领域积累了大量的法律实务经验。
服务客户：上海世博会事务协调局、中国工商银行股份有限公司、中国建设银行股份有限公司、上海银行股份有限公司、宝洁（中国）有限公司、民生证券股份有限公司、上海陆家嘴海银行有宝中有券有海家
（集团）有限公司、华宝信托有限责任公司、上海市嘉定区国资委、上海豫园商城房地产发
展有限公司海实（集团）有限公司
展有限公司、上海实业（集团）有限公司。
新浪微博：章嘉艺律师
100% Contribution Breeds Professionalism
Topic Weightings in CFA Level I
Session NO.Content Weightings Study 1
Session Ethics & Professional Standards15 Study Session 2‐3Quantitative Analysis12 Study 4‐6Economics10 Session
Study Session 7‐10Financial Reporting and Analysis20
C t Fi
Study Session 11Corporate Finance8 Study Session 12Portfolio Management5 Study Session 13‐14Equity Investment10 Study Session 15‐16Fixed Income12 Study Session 17Derivatives5 Study Session 18Alternative Investments3
100% Contribution Breeds Professionalism
Frame work of this cour
Code of Ethics
Guidance for Standards I‐VII
Global Investment Performance Standards (GIPS) Gl b l I P f S d d
100% Contribution Breeds Professionalism
Ethics & Professional Standards
Members of CFA Institute (“Members and Candidates”) must:
• Act with integrity, competence, diligence, respect, and in an ethical
manner with the public,clients,prospective clients,employers,employees, colleagues in the investment profession, and other participants in the
global capital markets.（与资本市场各方接触时保持正直、胜任、讲道德）
• Place the integrity of the investment profession and the interests of
clients above their own personal interests.（客户利益高于自身利益）
• U reasonable care and exerci independent professional judgment
g y,g
when conducting investment analysis, making investment
recommendations, taking investment actions, and engaging in other
professional activities.（专业活动中合理审慎、独立）
• Practice and encourage others to practice in a professional and ethical
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manner that will reflect credit on themlves and the profession.（守信）
• Promote the integrity of, and uphold the rules governing, capital
markets.（遵守规定）
• Maintain and improve their professional competence and strive to
maintain and improve the competence of other investment professionals.
（保持并提高胜任能力）
100% Contribution Breeds Professionalism
