上市公司并购重组财务顾问业务管理办法（Measures for the administration of financial consultancy business of mergers and acquisitions of listed companies）
[restructuring financial advisory business management measures] No. fifty-fourth mergers and acquisitions of listed companies
Chine Securities Regulatory Commission Order No.
fifty-fourth
"The merger and reorganization of listed companies financial advisory business management approach" has been July 10, 2007 China Securities Regulatory Commission Chairman of the 211st meeting of the office, is hereby promulgated and shall come into force as of August 4, 2008.蜜百部的功效与作用
The chairman of Chine Securities Regulatory Commission: Shang Fulin
Two hours, eight years in June 3rd
两只恋人Restructuring financial advisory business management approach to mergers and acquisitions of listed companies
Chapter I General Provisions
Article 1 in order to regulate the curities companies and curities investment advisory agencies and other financial consultants engaged in mergers and acquisitions of listed companies financial advisory business activities, protect the
黄瓜水饺lawful rights and interests of investors and promote the standardized operation of listed companies, maintain the order of the curities market, according to the provisions of the "Securities law" and other relevant laws and administrative regulations formulated.
Second mergers and acquisitions of listed companies financial advisory business refers to the acquisition of listed companies, major ast restructuring, merger, stock repurcha of equity structure of listed companies, asts and liabilities, revenue and profits of the significant impact of mergers and acquisitions activities provide transaction valuation, project design, produce professional advice and other professional rvices.
The China Securities Regulatory Commission (hereinafter referred to as the China Commission) has approved the mergers and acquisitions of listed companies restructuring financial advisory business qualifications of curities companies, curities investment consulting agencies or other qualified fin
ancial advisor (hereinafter referred to as the financial advir), can according to the provisions of the measures in the merger and reorganization of listed companies financial advisory business.
China without the approval of the Commission, any unit or individual shall not engage in mergers and acquisitions of listed companies financial advisory business.
光子嫩肤仪>电子商务案例分析Third financial consultant shall abide by the laws and administrative regulations, the provisions of the Commission
Chine and industry norms, honesty, diligence, on mergers and acquisitions of listed companies to conduct due diligence, verify the application documents of a client, issue professional opinions, and to ensure that the opinions issued by the true, accurate and complete.
Fourth financial consultant client shall bear the corresponding liability in accordance with the law, with financial advirs to perform their duties, and provide relevant documents and other necessary information to financial advirs, and shall not refu or conceal or fally.
Financial advirs to perform their duties, not to reduce or exempt the trustee and other professional institutions and personnel responsible for signature.
The fifth Chine Commission in accordance with the provisions of laws and administrative regulations and the measures, the implementation of licen management on financial consultants, financial advirs and responsible for mergers and acquisitions of project personnel signatures (hereinafter referred to as the financial advir to host) for supervision and management of the practice.
According to the Securities Industry Association China FCAs and their signatories to the lf-discipline management.
The cond chapter of the business licen
Sixth curities companies engaged in mergers and acquisitions of listed companies financial advisory business, shall meet the
养狗知识following conditions:
(a) the net capital of the company in accordance with the provisions of the Commission China;
(two) having a sound and well internal control mechanism and management system, strictly enforce the system of risk control and internal isolation;阿普斯
(three) establish due diligence systems, good project risk asssment and kernel mechanism;
(four) the company's financial accounting information is true, accurate and complete;
原谅
(five) the controlling shareholder of the company, the actual controller with good reputation and the last 3 years, no record of rious violations;
(six) financial advir to host is not less than 5;
(ven) other conditions China Commission regulations.
Seventh curities investment consulting agencies engaged in mergers and acquisitions of listed companies financial advisory business, shall meet the following conditions:
(a) has been approved by the CSRC Chine qualification of curities investment consulting business;
(two) paid in registered capital and net asts of not less than
5 million yuan;
(three) having a sound and well internal control mechanism and management system, strictly enforce the system of risk control and internal isolation;
(four) the company's financial accounting information is true, accurate and complete;
(five) the controlling shareholder and actual controller in the company to apply for engaging in mergers and acquisitions of listed companies restructuring qualification of financial advisory business a year ago did not change, good reputation and the last 3 years, no record of rious violations;
(six) with more than 2 years in the company M & a financial consultant business practice experience, and the last 2 years, the annual financial advisory business income of not less than 1 million yuan;
(ven) have the qualification of the curities personnel not less than 20 people, among them, have engaged in more than 3 years of experience in curities business personnel not less than 10 people, financial advir to host is not less than 5;
(eight) other conditions China Commission regulations.
Eighth other financial consultan
