Fundamentals of Corporate Finance, 12e (Ross)
Chapter 15 Raising Capital
1) Business Aid is funded by a group of wealthy investors for the sole purpo of providing funding for individuals and small firms that are trying to convert their new ideas into viable products. What is this type of funding called?
A) Green shoe funding
B) Tombstone underwriting
C) Venture capital
夜夜夜夜梁静茹D) Red herring funding
E) Life cycle capital
2) It is common for venture capitalists to receive at least ________ percent of a start-up company's equity in exchange for the venture capital.
A) 10
B) 15
C) 20
D) 30
E) 40
3) Equity financing of new, non-public companies is broadly referred to as:
A) singular-risk financing.
B) mezzanine-level stock.
C) stylized financing.
D) private equity.
E) exit funding.
4) Which one of the following statements concerning venture capital financing is correct?
A) Venture capitalists desire shares of common stock but avoid preferred stock.
B) Venture capital is relatively easy to obtain.
C) Venture capitalists rarely assume active roles in the management of the financed firm.
D) Venture capitalists should have key contacts and financial strength.
E) Venture capital is relatively inexpensive in today's competitive markets.
5) Which one of the following statements concerning venture capitalists is correct?
A) Venture capitalists always assume management responsibility for the companies they finance.
B) Exit strategy is a key consideration when lecting a venture capitalist.
C) Venture capitalists limit their rvices to providing money to start-up firms.
D) Most venture capitalists are long-term investors in the companies they finance.
建构主义教学理论E) A venture capitalist normally invests in a new idea from conception through the IPO.
6) When lecting a venture capitalist, which one of the following characteristics is probably the least important?
A) Financial strength
B) Level of involvement
C) Contacts
D) Exit strategy
E) Underwriting experience
7) Trevor is the CEO of Harvest Foods, which is a privately held corporation. What is the f
irst step he must take if he wishes to take Harvest Foods public?
A) Select an underwriter苏格拉底
B) Obtain SEC approval
C) Gain board approval
D) Prepare a registration statement
E) Distribute a prospectus
8) Which one of the describes an exception to the registration filing requirement of the SEC?
A) Loans that mature in one year or less
B) Issues that have an approved prospectus
C) Loans of $10 million or less
D) Issues of less than $5 million
E) Issues that have received an approved letter of comment
9) The Securities and Exchange Commission:
A) verifies the accuracy of the information contained in the prospectus.
B) publishes red herrings on prospective new curity offerings.
C) examines the prospectus during the Green Shoe period.
D) reviews registration statements to ensure they comply with current laws and regulations.
E) determines the final offer price once they have approved the registration statement.
10) What is the form called that is filed with the SEC and disclos the material information on a curities issuer when that issuer offers new curities to the general public?
A) Prospectus
B) Red herring
C) Indenture
高中生典型事例
小熊分饼D) Public disclosure statement
E) Registration statement
11) M&C Merchants is offering $2.5 million of new curities to the general public. Which SEC regulation governs this offering?
A) Regulation A注视近义词
B) Regulation C
C) Regulation G
D) Regulation Q
E) Regulation R
12) What is a prospectus?
A) A letter issued by the SEC authorizing a new issue of curities
B) A report stating that the SEC recommends a new curity to investors
C) A letter issued by the SEC that outlines the changes required for a registration statement to be approved
D) A document that describes the details of a propod curity offering along with relevant information about the issuer
E) An advertiment in a financial newspaper that describes a curity offering
13) Which one of the following is a preliminary prospectus?
A) Tombstone
关于时间的名言
B) Green shoe
C) Registration statement
D) Rights offer
分家析产协议书E) Red herring
14) Advertiments in a financial newspaper announcing a public offering of curities, along with a list of the investment banks handling the offering, are called:
