CFA考试《CFA一级》历年真题精选28(附详解)

更新时间:2023-05-23 22:51:37 阅读: 评论:0

CFA考试《CFA一级》历年真题精选28(附详解)
 
1、According to the CFA Institute Code of Ethics and Standards of Professional Conduct, trading on material nonpublic information is least likely to be prevented by establishing:【单选题】
A.fire-walls.
B.watch lists.
总结与计划C.lective disclosure.
正确答案:C
答案解析:CFA Institute StandardsC is correct as lective disclosure occurs when companies discriminate in making material nonpublic information public. Corporatio
男x男ns that disclo information on a limited basis create the potential for insider-trading violations. Standard II (A).
2、Francesca Ndenda, CFA, and Grace Rutabingwa work in the same department for New Age Managers, with Rutabingwa reporting to Ndenda. Ndenda learns that Rutabingwa received a Notice of Enquiry from the Professional Conduct Program at CFA Institute regarding a potential cheating violation when she sat for the CFA exam in June. As Rutabingwa's supervisor, Ndenda is afraid that Rutabingwa's behavior will be en as a violation of the Code and Standards. Does Ndenda most likely have cau for concern?【单选题】
A.No, not until Rutabingwa is found guilty of cheating
B.No, becau her responsibilities do not apply
C.Yes
正确答案:B
答案解析:A supervisor's responsibilities relate to detecting and preventing violations by anyone subject to their supervision or authority regarding activities they supervi. Ndenda had no way of detecting and/or preventing Rutabingwa from cheating during the CFA exam, if in fact that is what she did, becau it was an event she did not attend.Standard IV(C)
3、Which of the following statements is most accurate?【单选题】
A.The first quintile generally exceeds the median.
B.The first quintile generally exceeds the first decile.
个人成长计划
C.The first quintile generally exceeds the first quartile.
正确答案:B
答案解析:“Statistical Concepts and Market Returns,” Richard A. Defusco, CFA, Dennis W. McLeavey, CFA, Jerald E. Pinto, CFA, and David E. Runkle, CFAThe first
quintile is the 20th percentile. The first decile is the 10th percentile, the first quartile is the 25th percentile, and the median is the 50th percentile. While it is possible that the various percentiles or some subts of them might be equal (for example the 10th percentile possibly could be equal to the 20th percentile), in general the order from smallest to largest would be: first decile, first quintile, first quartile, median.
4、A company entered into a three-year construction project with a total contract price of $10.6 million and an expected total cost of $8.8 million. The following table provides cash flow information relating to the contract:If the company us the percentage-of-completion method, the amount of revenue recognized (in millions) in Year 2 is clost to:【单选题】
A.$3.5.
石榴籽
洗鞋子B.$5.6.
C.$7.2.
正确答案:C
答案解析:“Understanding Income Statements,” Elaine Henry and Thomas R. RobinsonIn Year 2: (6.0 ÷ 8.8) × 10.6 = 7.2.
5、The least likely way to terminate a swap is to:【单选题】
A.purcha and exerci a swaption.
B.pay the market value to the counterparty.
C.ll an offtting swap listed on an exchange.
正确答案:C
答案解析:“Swap Markets and Contracts,” Don M. ChanceC is correct becau swaps are not listed on an exchange.
6、Last year, a portfolio manager earned a return of 12%. The portfolio’s beta was
班名写长城的作文1.5. For the same period, the market return was 7.5% and the average risk-free rate was 2.7%. Jenn’s alpha for this portfolio is clost to:【单选题】
>镜头畸变

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