天鹅湖Disclosure of Interests
写日记怎么写Directors’ and Chief Executive’s Interests and Short Positions in Shares, Underlying Shares
and Debentures
As at 30 June 2015, the interests and short positions of the Directors and Chief Executive of the Company in the shares, underlying
shares and debentures of the Company or any of its associated corporations (within the meaning of Part XV of the Securities and
Futures Ordinance (the “SFO”)) which had been notified to the Company and The Stock Exchange of Hong Kong Limited (the “Stock
Exchange”) pursuant to Divisions 7 and 8 of Part XV of the SFO (including interests and short positions which they were taken or
deemed to have under such provisions of the SFO), or which were recorded in the register required to be kept by the Company
pursuant to Section 352 of the SFO, or as otherwi notified to the Company and the Stock Exchange pursuant to the Company’s own
Model Code for Securities Transactions by Directors (the “HTHKH Securities Code”) were as follows:
(I) Interests and short positions in the shares, underlying shares and debentures of the Company
Long positions in the shares and underlying shares of the Company
of
N umber
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underlying
held
shares
in American Approximate
Nature of Number of Depositary % of Name of Director Capacity interests shares held Shares shareholding
Notes:
(1) Such ordinary shares were held by a company which is equally controlled by Mr Fok Kin Ning, Canning and his spou.
(2) 17,000 American Depositary Shares (each reprenting 15 ordinary shares) were held by Mr Frank John Sixt.
Disclosure of Interestslinux查看ip
(II) Interests and short positions in the shares, underlying shares and debentures of the associated corporations of the Company
Long positions in the shares, underlying shares and debentures of the associated corporations of the Company
Mr Fok Kin Ning, Canning had, as at 30 June 2015, the following interests:
(i) corporate interests in 4,111,438 ordinary shares, reprenting approximately 0.11% of the then issued voting shares, in
CK Hutchison Holdings Limited (“CKHH”);
(ii) 5,100,000 ordinary shares, reprenting approximately 0.04% of the then issued voting shares, in Hutchison Telecommunications (Australia) Limited (“HTAL”) comprising personal and corporate interests in 4,100,000 ordinary shares and 1,000,000 ordinary shares respectively; and
(iii) corporate interests in (a) a nominal amount of US$4,000,000 in the 5.75% Notes due 2019 issue
d by Hutchison Whampoa International (09/19) Limited; and (b) a nominal amount of US$5,000,000 in the Subordinated Guaranteed
校规校纪心得体会Perpetual Capital Securities issued by Hutchison Whampoa International (10) Limited (“HWI(10)”).
Mr Fok Kin Ning, Canning held the above personal interests in his capacity as a beneficial owner and held the above corporate interests through a company which is equally controlled by Mr Fok and his spou.
Mr Wong King Fai, Peter had, as at 30 June 2015, family interests in 15,048 ordinary shares, reprenting approximately
0.0004% of the then issued voting shares, in CKHH held by his spou.
Mrs Chow Woo Mo Fong, Susan in her capacity as a beneficial owner had, as at 30 June 2015, personal interests in 129,960 ordinary shares, reprenting approximately 0.003% of the then issued voting shares, in CKHH.
Mr Frank John Sixt in his capacity as a beneficial owner had, as at 30 June 2015, personal interests in (i) 136,800 ordinary shares, reprenting approximately 0.004% of the then issued voting shares, i
n CKHH; (ii) 1,000,000 ordinary shares, reprenting approximately 0.007% of the then issued voting shares, in HTAL; and (iii) a nominal amount of US$1,000,000 in the Subordinated Guaranteed Perpetual Capital Securities issued by HWI(10).
Mr Lai Kai Ming, Dominic in his capacity as a beneficial owner had, as at 30 June 2015, personal interests in 34,200 ordinary shares, reprenting approximately 0.0009% of the then issued voting shares, in CKHH.
Dr Lan Hong Tsung, David in his capacity as a beneficial owner had, as at 30 June 2015, personal interests in 13,680 ordinary shares, reprenting approximately 0.0004% of the then issued voting shares, in CKHH.
Save as disclod above, as at 30 June 2015, none of the Directors or Chief Executive of the Company and their respective associates had any interests or short positions in the shares, underlying shares and debentures of the Company or any of its associated corporations (within the meaning of Part XV of the SFO) which had to be notified to the Company and the Stock Exchange pursuant to Divisions 7 and 8 of Part XV of the SFO (including interests and short positions which he was taken or deemed to have under such provisions of the SFO), or which were recorded in the regi
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ster required to be kept by the Company pursuant to Section 352 of the SFO, or which were required, pursuant to the HTHKH Securities Code, to be notified to the Company and the Stock Exchange.
Disclosure of Interests报告摘要
Interests and Short Positions of Shareholders Discloable under the SFO
So far as is known to the Directors and Chief Executive of the Company, as at 30 June 2015, other than the interests and short positions of the Directors and Chief Executive of the Company as disclod above, the following persons had interests or short positions in the shares or underlying shares of the Company which would fall to be disclod to the Company under the provisions of Divisions 2 and 3 of Part XV of the SFO, or which were recorded in the register required to be kept by the Company under Section 336 of the SFO, or as otherwi notified to the Company and the Stock Exchange:
(I) Interests and short positions of substantial shareholders in the shares and underlying shares of the
Company
Long positions in the shares of the Company
Number of Approximate %
Disclosure of Interests
(II) Interests and short positions of other persons in the shares and underlying shares of the Company
Long positions in the shares of the Company
Number of Approximate %
Notes:
(1) HTHL is a direct wholly-owned subsidiary of HTIHL, and its interests in the share capital of the Company are duplicated in the interests of HTIHL. HTIHL in turn is
a direct wholly-owned subsidiary of HTGHL, which in turn is a direct wholly-owned subsidiary of OHL, which in turn is a direct wholly-owned subsidiary of HIL,
which in turn is a direct wholly-owned subsidiary of HWL. By virtue of the SFO, HWL, HIL, OHL and HTGHL were deemed to be interested in the 2,619,929,104 ordinary shares of the Company which HTIHL had direct interest and the 512,961,149 ordinary shares of the Company held by HTHL.
(2) CKGIL holds more than one-third of the issued shares of HWL. By virtue of the above, CKGIL was taken to be interested in the relevant share capital of the Company
held by or in which HWL, HIL, OHL, HTGHL, HTIHL or HTHL was taken as interested as a substantial shareholder of the Company under the SFO.
(3) Certain wholly-owned subsidiaries of CKH together hold more than one-third of the issued shares of HWL. By virtue of the above, CKH was therefore taken to
be interested in the relevant share capital of the Company held by or in which HWL, HIL, OHL, HTG
HL, HTIHL or HTHL was taken as interested as a substantial shareholder of the Company under the SFO. CKH was also interested in the share capital of the Company through certain wholly-owned subsidiaries of CKH.
(4) CKH and CKGIL are wholly-owned subsidiaries of CKHH. By virtue of the above, CKHH was taken to be interested in the relevant share capital of the Company held
by or in which CKH, CKGIL, HWL, HIL, OHL, HTGHL, HTIHL or HTHL was taken as interested as a substantial shareholder of the Company under the SFO.
(5) Yuda is a direct wholly-owned subsidiary of Mayspin, which in turn is a company wholly-controlled by Mr Li. Such interest is duplicated in that of Mr Li held by one
of the companies described in Note (8) below.
(6) Mayspin is a company wholly-controlled by Mr Li. Such interest is duplicated in that of Mr Li held by the companies described in Note (8) below.
(7) Mr Li is the ttlor of each of two discretionary trusts (“DT3” and “DT4”). Each of Li Ka-Shing Castle Trustee Corporation Limited (“TDT3”, which is the trustee of DT3)
and Li Ka-Shing Castle Trustcorp Limited (“TDT4”, which is the trustee of DT4) holds units in The Li Ka-Shing Castle Trust (“UT3”) but is not entitled to any interest or share in any particular property comprising the trust asts of the said unit trust. The discretionary beneficiaries of each of DT3 and DT4 are, inter alia, Mr Li Tzar Kuoi, Victor, his wife and children, and Mr Li Tzar Kai, Richard. Li Ka-Shing Castle Trustee Company Limited (“TUT3”) as trustee of UT3 holds 153,280 ordinary shares of the Company.
The entire issued share capital of TUT3 and the trustees of DT3 and DT4 are owned by Li Ka-Shing Castle Holdings Limited (“Castle Holdco”). Mr Li and Mr Li Tzar Kuoi, Victor are respectively interested in one-third and two-thirds of the entire issued share capital of Castle Holdco, TUT3 is interested in the shares of the Company by reason only of its obligation and power to hold interests in tho shares in its ordinary cour of business as trustee and, when performing its functions as trustee, exercis its power to hold interests in the shares of the Company independently without any reference to Castle Holdco or any of Mr Li and Mr Li Tzar Kuoi, Victor as a holder of the shares of Castle Holdco as aforesaid. Each of the trustee of DT3 and DT4 holds units in UT3 but is not entitled to any interest or share in any shares of the Company comprising the trust asts of UT3.
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As Mr Li may be regarded as a founder of each of DT3 and DT4 for the purpo of the SFO, and by
virtue of the above, Mr Li is taken to have a duty of disclosure in relation to the said shares of the Company held by TUT3 as trustee of UT3 under the SFO as a substantial shareholder of the Company.
(8) Such ordinary shares were held by companies of which Mr Li is interested in the entire issued share capital.
Save as disclod above and so far as is known to the Directors and Chief Executive of the Company, as at 30 June 2015, there was no other person (other than the Directors and Chief Executive of the Company) who had an interest or short position in the shares or underlying shares of the Company which would fall to be disclod to the Company under the provisions of Divisions 2 and 3 of Part XV of the SFO, or which were recorded in the register required to be kept by the Company under Section 336 of the SFO, or as otherwi notified to the Company and the Stock Exchange.
