1 No. SA Audit Document List社会责任审核文件清单Yes No N/A 1
Floor plan / Production Process Flow Chart
厂区平面图 / 生产工艺流程图
2
Business licen
营业执照
3
Name list of workers
工人花名册(全厂工人名册包括正式员工/非全日制工/派遣工/承包商工人/劳务工/外
劳等，12个月内离职工人名册)
4
Payroll records of past 12 months (Signed Payroll Record / Bank Transfer Record
2018江苏高考英语试卷
for Full-time Employees / Part-time Employees / Dispatch workers / Service
workers/ contract workers/Migrant workers, Piece Rate Record)
最近12个月工资记录(在册员工/离职员工/非全日制工/派遣工/劳务工/承包商工人
（如保安，清洁工，厨工等）/外劳签名工资表或银行转帐凭证，计件记录)
5
Attendance records related to above payroll and attendance record of recent
unpaid month
对应以上工资表的12月工时记录以及最近未发薪月的工时记录
6
Comprehensive Working Hour System Approval and related attendance recordscounter是什么意思
综合计时批文及相关工时记录(12个月内有效批文对应的所有工时记录均应提供)
mandrill
7
Payment receipt of social insurance schemes & income tax / Registration form
最近12个月社会保险和个人所得税之缴费凭证，收据 / 人员申报单
8
Records of paid annual leave
有薪年假记录
9
Factory regulations (Recruitment, Reward, Disciplinary, Wage, Hour, Benefit etc.)
厂规或员工手册（招聘，奖惩，考评，工资，工时，福利制度等）
10
Personnel files with ID Copy for all types of worker
工人入职登记表附身份证复印件 (体检表-如有)
11
Labor contracts of employee (Dispatch agreements), labor rvice contracts
雇员劳动合同(劳务派遣协议), 劳务协议
12
Leave applications
员工请假表（最近12个月）
13
Law & regulation summary and update
身价百倍法律法规汇总与更新
烦恼的英文
14
Health examination / registration of juvenile workers
未成年工体检证明/劳动部门登记表
15
Trade Union / Worker organization
工会委员名单，章程，会议记录(或其他员工组织，未建立工会则不需提供)
16
Grievance procedure and recordread me
申诉投诉程序和记录benediction
17
Disciplinary Procedure and record
纪律处分程序和记录
18
Occupational dia hazard factors tests
车间职业健康危害因素监测报告
19
Temperature monitoring & control record
车间温度监控记录
20
O-chart of safety committee, safety procedures, emergency preparedness
安全委员会架构图，工厂安全制度，紧急事故处置预案(灭火和应急疏散预案，危
险化学品事故应急预案)
21
Safety training record - Principal responsible person and safety production
management personnel
主要负责人和安全生产管理人员安全培训记录
22
First aid responder certificates
急救员证书
2 No. SA Audit Document List社会责任审核文件清单Yes No N/A 23
Fire drill records / Dangerous Chemical spill respon drill records
消防演习记录（最近两个年度演习记录照片-厂房/宿舍）危险化学品事故应急演习
记录
24
Production building and dormitory (1) Fire acceptance check report / filling record;
Inspection for Completed Building Construction Projects; (3) Planning permit of
temporary construction; (4) Property ownership certificate or lea contract
厂房/宿舍等 (1) 建筑物消防验收合格证/备案 (2) 建筑工程竣工验收报告 / 合格证明
(3) 临时建筑规划许可证 (4) 房产证或租赁合同
25
Injury records / Injury procedure
工伤记录 / 工伤处理程序
racking26
SDS / Inventory for hazardous substances / chemicals
化学品危险品清单及物料安全资料卡
27
Safety training records (Fire safety, Job safety, Machinery, PPE, Chemical)
安全培训记录 (消防安全/岗位安全/机器设备/个体防护装备/化学品使用等)
28
Occupational health examination records
职业病危害健康检查/体检报告
29
PPE instruction & qualification / Fire safety equipment type approval certificate
个人防护装备的产品说明书和认证，消防设备型式认可证书等
30
Special Operation Certificate / Special Equipment Operator Certificate
特种作业操作证 / 特种设备作业人员证（电工/焊工/锅炉工/压力容器操作/厂内机动
车操作工/起重机作业工等）
31
Registration / Safety Inspection documents for Special equipment
七夕英语
特种设备档案(电梯/锅炉/压力容器/压力管道/厂内机动车/起重机等使用许可证或定
期安检报告)
32
Machinery maintenance program and record
机器设备维护保养程序/记录
33
Electric wiring maintenance record
电气线路维护记录
34
Food catering licen / Food operation licen for the canteen in factory
食堂餐饮服务许可证 / 食品经营许可证
35
Health Certificate of food handler/Radiation work permit
食堂厨工健康证 / 放射工作人员证
36
Environmental documents
环保文件(环评登记表或报告表或报告书/环评批复/竣工验收报告/排污许可证/危废
回收商资质证明/危废转移合同/危废交运联单/辐射安全许可证等)
37
Subcontractor information
外发商/分包商信息 (厂名/电话/地址/联系人/工序)
38
Production records
生产记录（生产日报表, 仓库收发记录, 质量检查记录等）
39
Work permit, Work-type residence permits, Contract, Personnel file for Migrant
worker / Employment agent licen & contract
外籍劳工的工作许可和工作居留，合同及人事档案，与中介公司的资质以及合同
40
Time recording system / CCTV system & record
考勤系统/闭路电视监控系统
41
Policy and commitment on respecting Human Rights
尊重人权的政策和承诺
42
Social compliance Procedures
社会责任符合性程序文件（禁止使用童工，保护未成年工，反骚扰歧视，禁止强迫
劳工，尊重自由结社和集体协商，健康安全环保等）
43
Designated personnel for Social Compliance
人权/社会责任管理负责人任命书
工程拆除44
Social compliance internal audit
社会责任内审记录
3
45
International recognized system certifications
社会责任管理体系相关证书（如有）
46 Labour Agency’s certificate/contract
劳务派遣机构的资质/工厂与派遣机构的协议（如适用）
47 Subcontracting Management Procedure/records
外发商管理程序及记录
48 Land u licen
土地使用政策/土地使用相关法规收集
