法律英语课文总结-何家弘
LessonOne:LegalSystem法律制度
PartOne
ew
nationcomparedwithmanyothercountries,anditisnew,too,inthesensethatitis
constantlybeingrenewedbytheadditionofnewelementsofpopulationandofnew
eoldestofthe"new"nations--thefirstoneto
heoldestwrittenconstitution,theoldest
continuousfederalsystem,andtheoldestpracticeofself-governmentofanynation.
OneofthemostinterestingfeaturesofAmericansyouthisthatthewholeofitshistory
leofitshistory
is,therefore,recorded:indeed,itissafetosaythatnoothermajornationhasso
comprehensivearecordofitshistoryashastheUnitedStates,foreventssuchas
thosethatarelostinthelegendarypastofItalyorFranceorEnglandarepartofthe
Americanrecordisnotonlycomprehensive;
acesnotonlytherecordofthecolonialeraandoftheationsince
1776,butofthepresentfiftyStatesaswell,andtheintricatenetworkofrelationships
,totakeaveryelementaryexample,thereportsofthe
UnitedStatesSupremeCourtfillsome350volumes,andthereportsofsomeStatesare
almostequallyvoluminous:thereaderwhowantstotracethehistoryoflawinAmerica
isconfrontedwithover5,000stoutvolumesoflegalcases.
oonedocument,nohandfulofdocuments,canproperlybesaidtorevealthe
nhundredsandthousandsof
documentsstrikeaconsistentnote,overmorethanahundredyears,wehavearightto
ndredsandthousandsofdocumentsaddress
themselvesinthesameways,tothesameoverarchingproblems,wehavearightto
readfromthemcertainconclusionswhichwecancallnationalcharacteristics.
PartTwo
TheAmericanlegalsystem,liketheEnglish,ismethodologicallymainlyacaselaw
eldsofprivatelawstillconsistprimarilyofcaselawandtheextensive
andsteadilygrowingstatutorylawcontinuestobesubjecttobindinginterpretation
dgeofthecaselawmethodaswellasofthetechniqueof
workingwithcaselawthereforeisofcentralimportanceforanunderstandingof
Americanlawandlegalmethodology.
TheCommonLawishistoricallythecommongenerallaw--withsupremacyoverlocal
enforcementofaclaimpresupposedtheexistenceofaspecialformofaction,awrit,
withtheresultthattheoriginalcommonlawrepresentedasystemof"actions"similar
texisted(in1227)aclaimcouldbeenforced;
therewasnorecourseforaclaimwithoutawrit,stem
becameinflexiblewhenthe"ProvisionsofOxford"(1258)prohibitedthecreationofnew
writs,exceptfortheflexibilitywhichthe"writuponthecase"allowedandwhichlater
ledtothedevelopmentofcontractandtortlaw.
Thenarrowlimitsoftheformsofactionandthelimitedrecoursetheyprovidedledto
thedevelopmentofequitylawandequitycaselaw."Equity",initsgeneralmeaningof
doing"equity",decidingexaequoetbono,wasfirstgrantedbytheKing,andlaterby
hisChancelloras"keeperoftheKing'sconscience",toaffordreliefinhardshipcases.
Inthefifteenthcentury,however,equitylawandequitycaselawdevelopedintoan
independentlegalsystemandjudiciary(CourtofChancery)whichcompetedwiththe
esandmaximsbecamefixedand,toadegree,
lcharacteristicsofequitylawinclude:reliefin
theformofspecificperformance(incontrasttothecommonlawawardof
compensatorydamages),theinjunction(atemporaryorfinalordertodoornottodoa
specificact),thedevelopmentofsocalledmaximsofequitylawwhichpermeatedthe
entirelegalsystemandinmanycasesexplaintheoriginofmodernlegalconcepts.
However,equitablereliefregularlywilllieonlywhenthecommonlawreliefis
tance,specificperformanceforthepurchaseofrealpropertywillbe
grantedbecausecommonlawdamagesaredeemedtobeinadequatesincetheycannot
compensatethebuyerinviewoftheuniquenessattributedtorealproperty.
Asthecommonlaw,equitylawbecamepartofAmericanlaweitherthroughjudicial
,bothlegalsystemshave
beenmergedinmanyAmericanjurisdictions(beginningwithewYorkin1848),with
theresultthatthereisonlyoneformofcivilsuitinthesejurisdictionsaswellasin
wStatescontinuetomaintainaseparatechancerycourt.
evertheless,thereferencetothehistoricaldevelopmentisimportantbecause,onthe
onehand,itexplainstheoriginandsignificanceofmanycontemporarylegalconcepts
(forinstancethedivisionoftitleinthelawofproperty)and,ontheotherhand,itisstill
relevantforthedecisionofsuchquestionswhether,forinstance,thereisarighttoa
trialbyjury(onlyinthecaseofcommonlawsuits,inothercasesonlybeforethejudge).
Inaddition,thedifferentiationwilldeterminewhetherthe"ordinary"commonlawrelief
ofdamagesappliesorwhetherthe"extraordinary"equityremedyofspecific
performanceisavailable.
"Caselaw"describestheentirebodyofjudge-madelawandtodayincludescommon
eciseandconfusingusagetheterms"commonlaw"
and"caselaw"areoftenusedsynonymously,withtheterm"commonlaw"inthis
usageconnotingjudge-madelawingeneralascontrastedwithstatutorylaw."Case
law"alwaysconnotesjudg-madelaw,while"commonlaw"incontrast--dependingon
themeaningintended--describeseitherthejudgemadelawincommonlawsubject
mattersor,
LessonTwo:LegalProfession法律职业
PartOne:TheBar
Theregulationofthelegalprofessionisprimarilytheconcernofthestates,eachof
quirethreeyearsof
ateadministersitsownwrittenexaminationto
allstates,however,makeuseoftheMultistateBarExam,
adaylongmultiplechoicetest,towhichthestateaddsadaylongessay
enticeshipisrequiredeitherbeforeor
afteradmission.
Alawyer'spracticeisusuallyconfinedtoasinglecommunityfor,althoughalawyer
maytraveltorepresentclients,oneisonlypermittedtopracticeinastatewhereone
r,onewhomovestoanotherstatecanusuallybeadmitted
withoutexaminationifonehaspracticedinastatewhereonehasbeenadmittedfor
sometime,oftenfiveyears.
Alawyermaynotonlypracticelaw,butispermittedtoengageinanyactivitythatis
tuncommonforthepracticinglawyertoserveonboards
ofdirectorsofcorporateclients,toengageinbusiness,andtoparticipateactivelyin
rremainsamemberofthebarevenafterbecomingajudge,an
employeeofthegovernmentorofaprivatebusinessconcern,oralawteacher,and
ivelysmallnumberof
lawyersgiveuppracticeforresponsibleexecutivepositionsincommerceandindustry.
Themobilityaswellasthesenseofpublicresponsibilityintheprofessionisevidenced
bythecareerofHarlanFiskeStonewhowas,atvarioustimes,asuccessfulewYork
lawyer,aprofessoranddeanoftheColumbiaSchoolofLaw,AttorneyGeneralofthe
UnitedStates,andChiefJusticeoftheUnitedStates.
tinction
betweenbarristersandsolicitorsfoundinEnglanddidnottakerootintheUnitedStates,
andthereisnobranchoftheprofessionthathasaspecialorexclusiverighttoappear
incourt,noristhereabranchthatspecializesinthepreparationoflegalinstruments.
TheAmericanlawyersdomainincludesadvocacy,counselling,anddrafting.
Furthermore,withinthespherebroadlydefinedasthe"practiceoflaw"thedomainis
ieldofadvocacy,therulesarefairlyclear:
anyindividualmayrepresenthimselforherselfincourtbut,withtheexceptionofafew
inferiorcourts,yersare,however,
authorizedtorepresentothersinformalproceedingsofajudicialnaturebeforesome
esofdemarcationarelessclearintheareasof
counsellinganddraftingoflegalinstruments,asforexamplebetweenthepracticeof
r,thestrict
approachofmostAmericancourtsisindicatedbyadecisionofewYorkshighest
courtthatalawyeradmittedtopracticeinaforeigncountrybutnotinewYorkis
prohibitedfromgivinglegaladvicetoclientsinewYork,eventhoughtheadviceis
gnlawyer
may,however,beadmittedtothebarofoneofthestatesandmay,evenwithoutbeing
admitted,adviseanAmericanlawyerasaconsultantonforeignlaw.
PartTwo:LawyersinPrivatePractice
Amongthesefifteenlawyersinpractice,nine,aclearmajority,aresinglepractitioners.
Theremainingsixpracticeinlawfirms,whicharegenerallyorganizedaspartnerships.
Fourorfiveofthesesixarepartnersandtheothersareassociates,atermappliedto
endtowardgroup
houtmostofthenineteenthcenturylaw
practicewasgeneralratherthanspecialized,itschiefingredientwasadvocacyrather
thancounsellinganddrafting,andtheprototypeoftheAmericanlawyerwasthesingle
specializationbeganinthelatterpartofthatcenturyinthelarge
egrowthofbigbusiness,biggovernment,and
biglabor,theworkofthelawyeraccomodateditselftotheneedsofclientsforexpert
tlawyerswere
attractedtothisworkandleadershipofthebargravitatedtopersonswhorarelyifever
appearedincourtandwhoweresoughtafterasadvisors,planners,andnegotiators.
Todaythelawyerregardsitassoundpracticetobecontinuouslyfamiliarwithclients
busine
businesstransactionsarerarelyundertakenwithoutadviceofcounsel.
PartThree:HouseCounsel
Outofeverytwentylawyers,twoareemployedbyprivatebusinessconcerns,suchas
industrialcorporations,insurancecompanies,andbanks,usuallyashouseor
wthofcorporations,the
complexityofbusiness,andthemultitudeofproblemsposedbygovernmentregulation
makeitdesirableforsuchfirmstohaveintheiremploypersonswithlegaltrainingwho,
atthesametime,areintimatelyfamiliarwiththeparticularproblemsandconditionsof
ecorporationsthelegaldepartmentmaynumberonehundredormore.
Thegeneralcounsel,whoheadstheoffice,isusuallyanofficerofthecompanyand
mayserveonimportantpolicymakingcommitteesandperhapsevenontheboardof
ounselremainmembersofthebarandareentitledtoappearincourt,
r,itisthehouse
ntlyin
sproblems,housecounselisideallysituatedtopracticetouchwiththeemployer
preventivelawandmayalsobecalledupontoadvisethecompanyonitsbroader
obligationtothepublicandthenation.
PartFour:LawyersinGovernment
Aparalleldevelopmenthastakenplaceingovernmentandtwooutoftwentylawyers
arenowemployeesofthefederal,state,county,andmunicipalgovernments,exclusive
thoseenteringpublicservicearerecentlawgraduateswho
findgovernmentsalariessufficientlyattractiveatthisstageoftheircareersandseek
tionson
topsalaries,however,
majorityservesbyappointmentinthelegaldepartmentsofavarietyoffederalandstate
tedStatesDepartmentofJusticealoneemploys
morethantwothousands,andtheLawDepartmentoftheCityofewYorkmorethan
lprosecutors,the
UnitedStatesattorneysandtheirassistants,areappointedbythePresidentandare
rosecutors,sometimes
knownasdistrictattorneys,arecommonlyelectedbyeachcountyandarenotunder
e,lawyersingovernmentaredirectly
engagedinlegalwork,sincelawtrainingisinfrequentlysoughtaspreparationfor
r,asmallbutimportantminoritythatconstitutes
anexceptiontothisruleconsistsofthosewhohavebeenappointedtohighexecutive
theparticipation
oflawyersingovernmenthasdeclinedrecently,fortwocenturieslawyershavemade
up
figuresbearoutthecommentofChiefJusticeStonethat,"otraditionofour
professionismorecherishedbylawyersthanthatofitsleadershipinpublicaffairs."
LessonThree:LegalEducation法律教育
In1983,over125,000lawstudentswerestudyinginmorethan170ABAaccreditedlaw
schoolsincludingpubliclawschoolssupportedinpartbygovernmentfunds;private
lawschoolssupportedbycontributionsfromindividualsandfoundationfunds;and
loc
virtuallytheonlywaytoprepareformembershipinthelegalprofession,lawschoolsin
theUnitedStatesfulfillseveralfunctionsincludingprofessionaltrainingand
socializationoffuturelawyersandscreeningandgatekeepingforentrancetothe
hereisnocentralinstitutionwherealllawyerspractice,theonly
institutionalexperiencewhichlawyershaveincommonislawschool.
Thecriticismswhichrangefrom"mildtocaustic"ofthewayinwhichlawschoolshave
carriedoutthesefunctionsandofthefunctionsthemselveshavebeenpersistent,
divers
criticismshavefocussedonthecurriculumandthedominanceofthecasemethod;the
distributionofpowerandprestigereflectedinthehierarchywithinandamongthelaw
schools;andtheimbalanceintermsofwomenandminoritiesinthestudentbodyand
facultyinthelawschools.
PartOne:CurriculumandtheCaseMethod
Thetraditionalfirst-yearprogramofferedinvirtuallyallAmericanlawschoolsincludes
contracts,torts,property,Kennedyhas
describedthetraditionalfirst-yearcurriculumasbasicallyteachingthegroundrulesfor
ondyearandthirdyearcourse
expoundthemoderatereformistewDealprogramandtheadministrativestructureof
ipheralsubjects,iftheyareoffered,includelegal
philosophy,legalhistory,legalprocess,andclinicaleducation,a"kindofplayground
orfinishingschoolforlearningthesocialartofselfpresentationasalawyer".
However,asnewareasofthelawcontinuetodevelopinresponsetocontemporary
issuesandproblems,somelawschoolshaveexpandedcurriculatoincludecourses
andclinicalprogramsinenvironmentallaw,housingandurbandevelopment,women`s
rights,healthintheworkplace,realso
increasingeffortstoteachlawininterdisciplinarycontexts,drawingonother
disciplinessuchashistory,psychology,sociology,medicine,andeconomics.
Inteachingthetraditionalcurriculum,lawteachersinalmostallthelawschoolsuseto
pedinthe1870sby
ChristopherColumbusLangdellattheHarvardLawSchool,thecasemethodlookedto
thecommonlawasthesourceoflegalpriniciplesandfocussedontheteachingofan
alprincipleselicitedweretobe
taughtdivorcedfromthe"grubbyworldofpractice--andalsofrompolitics,history,
economics,andsocialcontexts".Thisnarrowformalisticapproachwasjustifiedonthe
groundthatittaughtstudentshowtostate,analyze,evaluateandcompareconcrete
factsituationsthusdevelopingtheirpowersandskillsofanalysis,reasoning,and
expression.
However,thisprocessoflearning"howtothinklikealawyer"hasbeencriticizedas
havinganadverseimpactbothonthestudentsandthequalityoffuturelawyering.
Students,lawteachers,andothershavepointedtothealienation,anxiety,hostilityand
rowand
destructiveinteractionofthisdialogue,oroften"nodialogue",contributestothe
impairmentoftheabilitytocareaboutotherpeople,aprofessionalunemotionalismand
snotonlythelawstudentswhosufferfrom
kofalawyerinvolvescontinuous
contactswithclients,associates,otherlawyers,judges,witnesses,othersaffectedby
thelaw,andinvolvesthelawyer’sowngoals,attitudes,performance,andsenseof
satisfaction.
PartTwo:LawSchoolHierarchy
DuncanKennedyhasdescribedthelawschoolsas"intenselypoliticalplaces",
characterizedbya"tradeschoolmentality,theendlessattentiontotreesatthe
expenseofforests."Thelawschoolsfunctionastheinstitutionfor"ideologicaltraining
forwillingserviceinthehierarchiesofthecorporatewelfarestate".Intherankingand
evaluationofstudents,studentslearntoaccepttheirplaceinahierarchywhichis
presentedasjustandinevitableand"sopreparethemselvesforallthehierarchiesto
follow".Inthelawteachersmodelingofhierarchicalrelationshipswithstudents,
colleagues,secretariesandsupportstaff,studentslearnaparticularstyleof
condescensiontowardsperceivedinferiorsanddeferencetowardsperceivedsuperiors.
Andunderthesubtlebutintensepressuretoconformtothe"white,male,
middle
middle
classtone"setbylawfacultieswhichareoverwhelminglywhite,male,and
class,lawstudentsadapt,"partlyoutoffear,partlyoutofhopeofgain,partly
outofgenuineadmirationfortheirrolemodels".Intheseways,"legaleducationisone
ducationsupportsitbyanalogy,providesita
generallegitimatingideologybyjustifyingtherulesthatunderlieit,andprovidesita
ducationstructuresthepool
ofprospectivelawyerssothattheirhierarchicalorganizationseemsinevitable,and
trainsthemtolookandthinkandactjustlikealltheotherlawyersinthesystem".
InadditiontothehierarchywithinthelawschoolssuggestedbyKennedy,other
analysesofthelawschoolsfunctionsandrelationshiptotheprofessionsuggestthe
dozenorsoelitelawschools
occupyapositionofpowerandprestigewhichispartiallyreflectedintheprofessional
careerpathsoftheirgraduatesandinthe"oldboynetworks"connectingthelaw
elsofthe"lawschoolasthe
gatewaytotheAmericanpowerelitebecamepossiblewiththeewDeal".Felix
Frankfurter’splacementnetworkforthe"bestandthebrightest"intoinfluentialpublic
policypositionsduringtheewDealinthe1930swasanearlyexampleofthiskindof
histenureatHarvardandlaterwhileontheSupremeCourt,Frankfurter
developedan"oldboynetwork"whichwasintimatelyinvolvedwiththeplacementof
manyofthe"elite"lawyers,allofwhomwerewhiteandmale,
typicalFrankfurterrecruitwas"agraduateofHarvardLawSchool,politicallyliberal,
usuallyrankedhighinhisclass,andeitheranobviousproductofupperclassgentile
cultureoranobviousproductofaradicallydifferentculturewhowas'comfortable'in
theupperclassgentileworld".
Inthecurrenthiringpracticesofthemajorlawfirmsandinthecompetitionforjudicial
clerkships,andintheappointmentstolawfaculties,thegraduatesoftheeliteschools
entstudyof
Chicagolawyers,ZemansandRosenblumfoundthatlawyerswhoattended
"high-prestigelawschoolsandgraduatedinthetop20percentoftheirclasseswere
muchmorelikelytopracticeinlargefirmsandspecializeinhigh-prestigefieldsoflaw".
Intermsofappointmentstolawfaculties,60%ofthelegalprofession’steaching
specialistsareproducedbyfewerthan15%ofthenationsaccreditedlawschools.
Theselawteacherproducerschoolsaremostlynational,locatedinurbanlocations,
andincludeschoolssuchasHarvard,Yale,Columbia,UniversityofMichigan,Chicago,
ewYorkUniversity,orthwesternUniversity,truethatthe
fulltimefacultyofthelawschools"haveavirtualmonopolyonwhowillandwillnot
enterthe(legal)profession"and"onthepowertomoldfuturegenerations",thenthe
existenceofahierarchyamongthelawschoolssuggeststhatanelitegroupofschools
isprimarilyresponsibleforstaffingthelawschools,whichinturnproducelawyersfor
thehierarchieswithintheprofession.
LessonFour:JudicialSystem司法系统
PartOne:Courts
ate,aswellas
theDistrictofColumbia,hasitsownfullydeveloped,independentsystemofcourtsand
eralcourtsarenotsuperiortothestate
courts;theyareanindependent,coordinatesystemauthorizedbytheUnitedStates
Constitution,Art.Ⅲ,§2,senceof
twoparallelcourtsystemsoftenraisesquestionsconcerningtherelationshipofthe
stateandfederalsystems,tedStates
SupremeCourt,composedofninejustices,sitsasthefinalandcontrollingvoiceover
allthesesystems.
Althoughafewstates,suchasebraska,haveatwo-tieredsystem,moststates,aswell
asthefederalcourts,ansthatforanylitigant
therewillbetheopportunitytopleadhiscasebeforeatrialcourtandthen,shouldhe
lose,mple,in
thefederalsystemthetrialcourtistheUnitedStatesDistrictCourt,ofwhichthereisat
rgerstatesaredividedintotwo,threeorevenfour
judicialdistricts,dependingonpopulation,re
ninety-fourdistrictsintheUnitedStatesandeachdistrictcourthasonejudge,ormore
nadversejudgmentinthedistrictcourt,alitigantmay
appealtotheUnitedStatesCourtofAppealsforthecircuitinwhichthedistrictcourtis
reelevennumberedintermediateappellatecourtsinthefederalsystem,
onally,thereisa
CourtofAppealsfortheDistrictofColumbia,hearingappealsfromthefederaldistrict
courtthere,andonefortheFederalCircuit,takingappealsfromvariousspecialized
federaltribunals,urtofappealshasfourormore
judgeswhositinpanelsofthreetoreviewdistrictcourtdecisions,aswellassome
glitigantinthecourtofappealsmay,in
somecases,nthe
statecourtssimilarlymayproceedthroughatrialcourt,astateappellatecourt,and
eralconstitutionalquestionisinvolvedthe
decisionofthestateSupremeCourtmaybereviewedbytheUnitedStatesSupreme
1988,reviewbytheSupremeCourtincivilcasesisdiscretionary;virtually
allcivilappealsasofrighttothehighestcourthavebeenabolished.
roaches
takenrefl
example,inCaliforniaonlycriminalcasesinwhichcapitalpunishmenthasbeen
rly,inthefederal
courts,exceptinafewverylimitedcircumstances,appealstotheUnitedStates
SupremeCourtarediscretionary,rtdecidesforitselfwhat
arethemostimportantquestionsthatdeserveitsattentionandwillrefusetoreview
wayitsupervisesthe
therendofthe
spectrum,suchasinewYork,appealstothestateshighestcourtareasofrightina
maryfunctionofthehighestcourtin
cessaryto
checkcarefullythestatutesofthesysteminwhichyouareappearingtodeterminethe
specificrulesregardingreviewbythoseappellatecourts.
PartTwo:Judges
Fewerthanoneintwentyofthoseadmittedtopracticelawisafederal,state,county,or
forsomeinferiorcourts,judgesaregenerallyrequiredto
ssolittle
uniformitythatitisdifficulttogeneralizefurtherthantopointoutthreesalient
characteristicsthatrelatetotheranksfromwhichjudgesaredrawn,tothemethodof
theirselection,andtotheirtenure.
Judgesaredrawnfromthepracticingbarandlessfrequentlyfromgovernmentservice
sintheUnitedStatesnocareerjudiciarylikethat
foundinmanyothercountriesandthereisnoprescribedroutefortheyounglaw
graduatewhoaspirestobeajudge,noapprenticeshipthatmustbeserved,noservice
standingyounglawgraduateswhoactforayearortwoas
lawclerkstothemostdistinguishedjudgesofthefederalandstatecourtshaveonly
therewardoftheexperiencetotakewiththemintopracticeandnotthepromiseofa
tisnotuncommonforavacancyonahighercourttobefilledby
ajudgefromalowercourt,alprofession
isnotentirelyunawareoftheadvantagesofacareerjudiciary,butitisgenerally
thoughtthattheyareoutweighedbytheexperienceandindependencewhichAmerican
theoutstandingjudgesofthecountryshighest
ismhascenteredinsteadonthe
prevalentmethodofselectionofjudges.
Statecourtjudgesareusuallyelected,commonlybypopularvote,butoccassionallyby
relectionhasbeenthesubjectofmuchdisapproval,including
thatoftheAmericanBarAssociation,onthegroundthatthepubliclacksinterestinand
informationoncandidatesforjudicialofficeandthatthereforetheoutcomeistoooften
uationhasbeensomewhatimproved
sincemanylocalbarassociationshaveundertakentoevaluatethequalificationsof
candidatesandtosupportoropposethemonthisbasis.
Since1937,theAmericanBarAssociationhasadvocatedthesubstitutionofasystem
underwhichthegovernorappointsjudgesfromalistsubmittedbyaspecial
nominatingboardandthejudgethenperiodicallystandsunopposedforreelectionby
ystemisnowineffect,forat
leastsomejudges,llgroupofstates,judges
areappointedbythegovernorsubjecttolegislativeconfirmation.
Thisisalsothemethodofselectionoffederaljudges,whoareappointedbythe
dertheappointivesystemthe
selectionofjudgesisnotimmunefrompoliticalinfluenceandappointeesareusuallyof
thePresidentsorgovernor’esofcandidatesforthefederal
judiciaryaresubmittedtoacommitteeoftheAmericanBarAssociationand
iceofchiefjudgeorchief
justiceisusuallyfilledinthesamemannerasotherjudicialoffices,althoughinsome
statesitisfilledfromamongthemembersofthecourtbyrotation,byseniorityof
service,efJusticeoftheUnitedStatesisappointedby
thePresident,subjecttoSenateconfirmation.
Thethirdcharacteristicisthatjudgescommonlyserveforatermofyearsratherthan
rtsofgeneraljurisdictionitistypicallyfour,six,oreightyears,andfor
appellatecourts,six,eight,y,evenwhereselectionisbypopular
election,itiscustomarytoreturntoofficeforsittingjudgeswhoseservicehasbeen
statecourtsandinthefederalcourtsthejudgessitforlife.
Whetheronthebenchforatermofyearsorforlife,ajudgemayberemovedfromoffice
cesofremovalhave
beenrareindeedandonlyahandfuloffederaljudgeshavebeenremovedbyformal
ependenceofthejudiciaryisalsoencouragedbytherulethata
judgeincursnocivilliabilityforjudicialacts,
AmericanBarAssociation’sCodeofJudicialConducthasbeenwidelyadoptedasa
esforthehigherjudicialoffices
areusuallygoodalthoughlessthantheincomeofasuccessfulprivatepractitioner,the
prestigeoftheseofficesishigh,andthebenchhasbeenabletoattractmanyofthe
country’atnamesinAmericanlawareinlargepartthe
namesofitsgreatjudges.
LessonFive:Constitution宪法
PartOne:TheConstitutionasSupremeLaw
tution,arelativelysimpledocument,istheselfdesignated"supreme
lawoftheland".Thisclauseistakentomeanthatwhenstateconstitutions,orlaws
passedbystatelegislaturesorthenationalCongress,arefoundtoconflictwiththe
federalConstitution,onshandeddownbytheSupremeCourt
overthecourseoftwocenturieshaveconfirmedandstrengthenedthisdoctrineof
constitutionalsupremacy.
FinalauthorityisvestedintheAmericanpeople,whocanchangethefundamentallawif
theywish,byamendingtheConstitution,or--intheory,
peoplesauthorityisnotexerciseddirectly,todaybusinessof
governmentisdelegatedbythepeopletopublicofficials,bothelectedandappointed.
ublicactionsmustconformtothe
dofficials
muststandforreelectionatperiodicintervals,whentheirrecordissubjectto
tedofficialsserveatthepleasureofthepersonor
authoritywhoappointedthem,andmayberemovedwhentheirperformanceis
eptiontothisisthelifetimeappointmentbythePresidentof
JusticesoftheSupremeCourtandotherfederaljudges.
Mostcommonly,
Constitution,however,doesmakeprovisionfortheremovalofapublicofficialfrom
office,incasesofextrememisconductormalfeasance,bytheprocessofimpeachment.
ArticleⅡ,Section4reads:
"ThePresident,VicePresident,andallcivilofficersoftheUnitedStates,shallbe
removedfromofficeonimpeachmentfor,andconvictionof,treason,bribery,orother
highcrimesandmisdemeanors."
Insuchcases,
publicofficialisthentriedintheSenate,withtheChiefJusticeoftheUnitedStates
presidingatthetrial.
ast200
years,alshavebeenimpeached:ninejudges,anAssociateJusticeof
theSupremeCourt,aSecretaryofWar,aSenator,andaPresident,AndrewJohnson.(In
thecaseofanotherPresident,Richardixon,althoughtheHouseJudiciaryCommittee
recommendedimpeachmentthePresidentresignedbeforeaHousevotewastaken.)
Outofthethirteencases,onlyfourjudgeshavebeenconvictedandremovedfrom
fficialsaresimilarlysubjecttoimpeachmentbythelegislaturesoftheir
respectivestates.
Inadditiontosettingforthgeneralpoliticalideas,theConstitutionprovidesthe
eemajorarticlesdescribethethree
branchesofthenationalgovernment--legislative,executiveandjudicial--eachwith
tsonwhichthelegislativebranchcanmake
lawsaresetoutinconsiderabledetail,althoughovertheyearsjudicialdecisionshave
ersanddutiesofthePresident,
asheadoftheexecutivebranch,moffederalcourtsisoutlined,
anditsrelationshiptootherbranchesofgovernmentissetforth.
PartTwo:ThePrinciplesofGovernment
AlthoughtheConstitutionhaschangedinmanyaspectssinceitwasfirstadopted,its
basicprinciplesremainthesamenowasin1789:
Thethreemainbranchesofgovernmentareseparateanddistinctfromoneanother.
Th
branchservesasacheckonpotentialexcessesoftheothers.
TheConstitution,togetherwithlawsproperlypassedaccordingtoitsprovisions,and
treatiesenteredintobythePresidentandapprovedbytheSenate,standsaboveall
otherlaws,executiveactsandregulations.
tesare
equal,andnonecanreceivespecialtreatmentfromthefederalgovernment.
WithinthelimitsoftheConstitution,eachstatemustrecognizeandrespectthelawsof
theothers.
Stategovernments,likethefederalgovernment,mustberepublicaninform,withfinal
authorityrestinginthepeople.
Thepeoplehavetherighttochangetheirformofgovernmentbylegalmeansdefinedin
theConstitutionitself.
PartThree:ProvisionsforAmendment
TheauthorsoftheConstitutionwerekeenlyawarethatchangeswouldbeneededfrom
timetotimeiftheConstitutionweretoendureandkeeppacewiththegrowthofthe
realsoconsciousthattheprocessofchangeshouldnotbefacile,
ametoken,they
wantedtoassurethataminoritycouldnotblockactiondesiredbymostofthepeople.
TheirsolutionwastodeviseadualprocessbywhichtheConstitutioncouldbe
gress,byatwothirdsvoteineachhouse,mayinitiateanamendment.
OrthelegislaturesoftwothirdsofthestatesmayaskCongresstocallanational
ercase,amendmentsmusthave
theapprovalofthreefourthsofthestatesbeforetheyenterintoforce.
AsidefromthedirectprocessofchangingtheConstitutionitself,theeffectofits
nthehistoryoftherepublic,
n,theSupremeCourtestablishedthe
doctrineofjudicialreview,whichisthepoweroftheCourttointerpretactsofCongress
trinealsoembracesthepoweroftheCourtto
explainthemeaningofvarioussectionsoftheConstitutionastheyapplytochanging
legal,political,eyears,aseriesofCourt
decisions,onissuesrangingfromgovernmentalregulationofradioandtelevisionto
therightsoftheaccusedincriminalcases,hashadtheeffectofalteringthethrustof
constitutionallaw,withnosubstantivechangeintheConstitutionitself.
Congressionallegislation,passedtoimplementprovisionsofthebasiclaw,ortoadapt
ittochangingconditions,alsobroadensand,insubtleways,changesthemeaningof
oint,therulesandregulationsofthemyriadagenciesofthe
dtestinbothcasesiswhether,in
theopinionofthecourts,suchlegislationandrulesareinconformitywiththeintent
andpurposesoftheConstitutionitself.
LessonSeven:CriminalLaw刑法
homicides
arecriminal,tance,apersonwhokillsanotherinselfdefensehas
committednocrime;eistrueofthepoliceofficerwho
killsapersontopreventthecommissionofaforciblefelony,suchasrobberyor
burglary,whenthekillingisareasonablynecessarypreventivemeasure;orwhenthe
,too,somekillings
areexcusablehomicides;forinstance,whereapersonaccidentally,andwithoutgross
negligence,causesthedeathofanotherindividual.
Akillingamountstoacriminalhomicidewhenitisdonewithoutlawfuljustificationor
inguponcertaincircumstancesitmaybeeithermurderor
manslaughter.
Intheearlydaysofourcountry,andpriortheretoinEngland,theelementsofthe
decisionscametobeknownasthe"commonlaw".Sincethen,inmostjurisdictions
murderandmanslaughterhavebeenredefinedbythelegislatures,eitherintheformof
Accordingtothecommonlaw,murderwasthekillingofahumanbeingwith"malice",
andtherequirementof"malice"isstillfoundinsomepresentdaystatutesandcodes.
TheCaliforniaPenalCode,forinstance,deprovides,asdidthe
commonlaw,that
"...presswhenthereismanifesteda
plied,whenno
considerableprovocationappears,orwhenthecircumstancesattendingthekilling
showanabandonedandmalignantheart."
Aclearillustrationofexpressmaliceisacasewhereonepersonintentionallypushes
pleofimpliedmaliceiswhereapersonfires
arifleatamovingpassengertrain,just"toscare"thepersonsaboardortodisplayskill
gerousnessofthe
conductwouldbeevidenceof"malice"asregardsanykillingthatmaybereasonably
dindicate,toaCaliforniacourtorjury,"an
abandonedandmalignantheart".
Thepenaltyformurderispunishablebydeathinsomestates;inothersbyprisonterms
extendingto"life"oraspecifiednumberofyears.
(a)FelonyMurder
Anotherexampleofasatisfactionoftheelementofmaliceisakillingduringthecourse
ougharobbersgungoesoffaccidentally,killing
therobberyvictim,orabystander,orapoliceofficer,hisconductofcommittingsucha
dangerouscrimeasrobberysatisfiestherequirementofmalicesothatthekilling
arlineofreasoninghasresultedinholding
cofelonsguiltyofmurderwhere,inthecourseofanexchangeofshotsbetween
robbersandthepolice,apoliceofficerisaccidentallykilledbyanotherofficer.
Malicemayalsobeattributedtoarobberwhosepartnerinthecrimeintentionallykills
onthe
partofallparticipantsisimpliedfromthedangerousnessoftherobberyitself;
moreover,eachrobberisconsideredtoactasanagentfortheothersinaccomplishing
theirobjective,includingtheattempttoescape.
Thiswholeissueoffelonymurderstemsprimarilyfromtheprosecutionsinterestin
ofthestateswhichhaveabolished
capitalpunishment(Wisconsin,forexample),thelegislatures,outofanunderstandable
desiretopunishrobbersmoreseverelywheneverakillingresults,haveprovidedthat
thepunishmentforsuchoffensesshallbefifteenyearsgreaterthanthatprovidedfor
nonfatalrobberies.
(b)DegreesofMurder
Somestateshavespecifiedvaryingpenaltiesformurder,dependinguponthecircumstancesofthekilling.A"willful,
deliberateandpremeditated"killing,suchasapoisoningorakillingduringthe
commissionofadangerousfelony,maybelabeledfirstdegreemurderandpunishable
ormsofmurdermaybeoftheseconddegree
ingtothecommonlaw,however,there
awfulkillingwaseithermurderormanslaughter.2.
Manslaughter
Manslaughterwasdefinedatcommonlawasanunlawfulkillingofanotherwithout
dbeeithervoluntaryorinvoluntary.
Manslaughter,incontrasttomurder,isusuallypunishablebyaprisontermwhichmay
rangefromoneyeartotenorfourteenyears.
(a)VoluntaryManslaughter
Anintentionalkillingupon"greatprovocation"and"intheheatofpassion"constitutes
icexampleisthekillingbyahusband(or
wife)whounexpectedlyfindshisorherspouseinanactofsexualintercoursewith
anotherperson,orinasituationevidencingimpendingorimmediatelyconcluded
ngoftheparamourorofthespouse,orboth,insucha
circumstancewouldfallwithinthecategoryofmanslaughterbecause(a)the
provocationwasgreat,and(b)thekillerwasinthe"heatofpassion".
Akillingofthistypeistreatedlessharshlythanmurder,outofconsiderationforthe
rwords,thereisanunderstandingappreciationthat
theinstinctivereactionofthehusband(orwife)insuchasituationistokillordoother
heless,thereisafeelingthatsuchconductshouldbediscouraged
byacriminalsanction,butonewithapenaltyconsiderablylessthanforthecrimeof
murder.
Itisofinteresttonotethatinsuchparamourkillingcasestheconvictionrateisquite
low,primarilybecauseofthewillingnessofjuriestoacceptoccasionallythefrequently
concoctedexplanationthatthekillingwasdoneinselfdefense;inotherwords,the
paramourattackedthespouse,whokilledhis"attacker"onlyinordertokeepfrom
ultofacquittalinsuchcasesissometimesdescribedinthe
pressasanacquittalbyreasonof"theunwrittenlaw".
Afewstates(Texas,ewMexico,andUtah)havetriedtosimplifythewholematterof
paramourkillingsbylegalizingsuchkillingswheretheparamouriscaughtintheact.
Butinthosestatestheprivilegedoesnotextendtothekillingoftheparticipating
spouse!
Inapplyingthetestofwhetheranintentionalkillingwasupongreatprovocationandin
theheatofpassion,thequestionisputtothejury,ortothejudgeinnonjurycases,as
towhethertheaccusedreactedasa"reasonableman".Technicallyspeaking,itisnot
theparticularsensitivityortemperofthekillerthatistakenintoconsideration,but
ratheraneffortismadetodeterminehowa"reasonableman"mighthaveactedunder
strationofthisisafamousEnglishcasewhereasexually
impotentmanfeltinsultedbytheremarksofaprostitutewithwhomhehadtriedinvain
tohavesexualintercourse,endedthathis
sensitivityoverhisconditionshouldbetakenintoaccountindeterminingwhether
therewasseriousprovocationforthisreaction,butthecourtheldthathisconductwas
tobejudgedbythestandardofanordinary,normal"reasonableman".
(b)InvoluntaryManslaughter
Involuntarymanslaughtermaybedescribedgenerallyasanunintentionalkilling
resultingfromgrossnegligence,
example,apersonwhothrowsaheavyobjectfromtheupperstoriesofabuildinginto
analleyusedwithsomefrequencybypedestriansmaybeguiltyofmanslaughterifa
se,amotoristmaycommitmanslanghterifhekillsachildata
schoolcrossingwhiletravellingatanexcessivespeed.
Anumberofstateshavecreatedarelatedcrimeknownas"recklesshomicide"or
"negligenthomicide",forapplicationtokillingsbymotoristswhoweredrivingina
ecialkindofhomicidelegislationwas
enactedbecauseofthedifficultyencounteredinconvictingmotoristsforthemore
revoltinglylabeledoffenseofmanslaughter(i.e.,theslaughterofaman),whichalso
carried,traditionally,hought
advisabletocategorizesuchconductwiththelessrevoltinglabelofrecklessor
negligenthomicideandalsotopermittheimpositionoflesserpenaltiesthantheone
anotherway,itisbettertoobtainareasonable
numberofconvictionscarryingrelativelylightpenaltiesthantogetveryfew
missiblerangeofpenaltiesinreckless
homicideornegligenthomicidestatutesisgenerallyafineupto$1,000,or
incarcerationotherthaninapenitentiaryforanyperioduptooneyear,orimprisonment
inapenitentiaryuptofiveyears.(Wherethetrafficvictimofsuchconductdoesnotdie,
anothernewstatutoryoffensemaybeinvoked--"recklessconduct".)
Theflexibilityofpenaltiesintrafficdeathcaseshastheeffectofencouragingpleasof
guiltyfromoffenders,anditresultsinconvictionsthatmightnotbesecuredifajudge
l
HomicideLaw
anbenone,infact,since
constitutionalauthorityislackingforCongresstolegislateuponthesubject,except
withrespecttokillingswithinafederalterritory,infederalbuildingsoruponother
federalproperty,orkillingsoffederalofficialsorofficers.
Example
X,withoutjustificationorexcuse,mmitteda
federaloffenseofcriminalhomicide.
Example
X,,shootsandkills
ltyofafederalcrimeofmurder.
MurderManslaughterLegislation
Inmoststatesthecrimesofmurderandmanslaughterarecoveredinstatestatutes
isnowunderway,however,to
ning
murder,forinstance,itavoidssuchlanguageas"malice"and"abandonedand
malignantheart",andusesmorepreciseandmeaningfulterminology.
AccordingtotheIllinoisCode,apersonwhokillsanotherindividualwithoutlawful
excusecommitsmurder(a)ifheintendedtokillhimordogreatbodilyharm;or(b)if,
withoutintendingtokill,itclearlyappearsthathemusthaveknownthathisconduct
probablywouldcausedeath;or(c)ifdeathresultedfromthecommissionofavery
seriouscrimelikerobbery,lPunishment
Formanyyearstherehasbeenmuchcontroversyastowhethercapitalpunishment
ueisstillunresolvedamong
italpunishmentcontroversyhasbecomerather
academic,however,byreasonoftherapiddeclineinexecutionsinrecentyears.
Althoughtherewere199executionsin1935,therewasonlyoneintheentireUnited
Statesin1966,achofthelatterthreeyearsover
fourhundredpersonswereundersentenceofdeath.
Inadditiontoanincreasingunwillingnesstoexecutemurdererswhohavebeen
sentencedtodeath,alegalconceptwasrecentlydevelopedandenunciatedbythe
SupremeCourtoftheUnitedStatesregardingjuryselectionincapitalcasesthatwill
rtheld
thatprospectivejurorscouldnotberejectedsolelybecauseofconscientiousscruples
,saidtheCourt,constitutesadeprivationofdue
process,becausethedefendantwouldnotthenbeaccordedatrialbya"fairand
impartialjury".
Exclusionbecauseofsuchbeliefsaloneispermissibleonlywhentheprospectivejuror
statesthathewouldnotconsidersettingthemasideintheparticularcaseforwhichhe
wascalledforjuryservice.
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